Product Spotlight: Insider Trading
Keep your compliance team in the know and reduce the chances of market abuse, with our easy-to-use insider trading solution.
In this session, Tom Hardin shares how he became Tipper X, and gives us a glimpse into his experiences as an FBI informant. We’ll discuss deficiencies in firm culture and internal controls—which can lead to heightened misconduct risk—and share actionable advice on all that and more.
Don’t miss out on Tom Hardin’s incredible, yet true journey from inside trader to FBI informant to anti-inside trading crusader!