25 Years In Employee Compliance

A look back at the evolution of our industry and the regulators, firms, and innovative technologies that have inspired change.

Star A&C: A Walkthrough of v6.7.4

January 14 @ 11:00 AM GMT

Interested in a guided tour of our newest features from A&C release v6.7.

A Regulator & A Prosecutor Walk Into A Bar: Shadow Trading Unveiled

January 30 @ 11:00 AM EST

In the complex world of regulatory compliance, understanding the perspectives of both regulators and prosecutors is critical for any organization, and this webinar offers…

SIFMA 2025 Annual Conference

March 23 @ 9:00 AM - May 25 @ 5:00 PM

SIFMA’s C&L Annual Seminar is the preeminent meeting place for compliance and legal professionals in financial services.

The Future of Licensing & Registration Is Here

Don’t operate in the dark.

Building A Sustainable L&R Program:

Strategies For Long-Term Success  Join us virtually for an insightful on-demand webinar with License and Registration experts from Kroll and SIA as we discuss…

Leveraging Technology to Help Meet Consumer Duty

StarComplaince's Andy Atkinson provides insights, advice, and best practices for meeting the July implementation deadline for Consumer Duty with Confidence

Whistleblowing in the US: What Market Participants Need to Know

Join Star and Kroll for guidance on how to meet whistleblowing requirements outlined in the Sarbanes-Oxley Act and the Securities Exchange Act of 1934.

Part 1: The Convergence of HR, Ethics & Compliance

An interactive chat with compliance practitioners from State Street and Citibank, discussing the converging lines between HR, Ethics & Compliance.

FAR Decoded: Key Insights & Strategies for Success

An interactive chat with Gilbert + Tobin’s financial services expert, Silvana Wood to discuss FAR & how you can prepare!