On-Demand

Joining Forces for Regulatory Reform: 2009-2015

Employee Compliance From 2009-2015

Following nine years of uncertainty and instability across financial services, 2009-2015 brought about new regulations and rebounding markets as the industry looked to right itself and re-establish investor trust. The S&P index saw a threefold increase in value, the Dodd-Frank Wall Street Reform and Consumer Protection Act was enacted in the US, the UK Parliament established a Parliamentary Commission to improve senior management supervision, and cryptocurrency emerged, met with both skepticism and disbelief. 

Join Star and industry thought leaders on Thursday, August 15th at 11 AM ET as we reflect on six years of reform and the changes that drove the need for more technology to support oversight and accountability. We’ll also explore the fascinating rise of cryptocurrency and its unique impact on the financial market on a global scale. 

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Expert Speakers

Alex Taylor
Alex Taylor

Vice President of Surveillance

CIRO

Rebecca Thorpe
Rebecca Thorpe

Global Head of Regulatory Consulting

Bovill Newgate

Nick Bray
Nick Bray

Head of Sales in the Americas

CUBE

Steve Brown
Steve Brown

Head of Business Development

StarCompliance

Group of computer programmers talking while working at IT office.