Valerie is the Chief Compliance Officer of IMA Advisory Services and Syntrinsic, LLC. She is an expert in securities regulation and investment adviser legal and operational compliance. Prior to her current role, Valerie served as the Head of U.S. Regulatory Consulting for Bovill-Newgate, an international compliance consulting firm. Additionally, Valerie was an Attorney-Advisor at the US Securities and Exchange Commission in the Division of Examinations where she conducted examinations of registered investment advisers and registered investment companies for compliance with federal securities laws, rules and regulations. Valerie also held legal and compliance roles at ALPS Fund Services, Inc., a mutual fund administrator, and Empower Retirement.
Valerie holds a Bachelor of Arts degree in Philosophy from Pepperdine University and Juris Doctor from the University of Denver – Sturm College of Law. She is also a member of the Colorado Bar.
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