eBook
Enterprise Conflicts Handbook
This comprehensive guide to control room takes you step-by-step through design and development, including optimization best practices, defining scope, identifying technology, and more.
Mitigating Risk: Enterprise Conflicts at Banks, Investment Banks and Broker Dealers
Conflicts of interest are a constant challenge for Banks, Investment Banks, and Broker Dealers, requiring a balance between comprehensive services and client trust. Firms with diverse products, MNPI access, and sector expertise face even greater complexity.
This eBook explores best practices for:
- Defining conflict management scope and mandate
- Strengthening control room oversight
- Leveraging technology for streamlined compliance
- Enhancing risk assessment and mitigation
Download now to optimize your firm’s conflict management strategy.