Checklist
90 Days Compliance Leader’s Worksheet
Your first 90 days as a compliance leader are the most critical... And with this comprehensive compliance leader's worksheet, you won't miss a thing!
Our 90-Day Compliance Leader’s Worksheet will lead you step-by-step to all the right answers. You’ll quickly and accurately be able to:
- Identify the exact role your team should play
- Discern the most critical risks facing the firm
- Determine precisely who’s responsible for what at the firm
- Learn what your all-important first steps should be and how to take them