25 Years In Employee Compliance

A look back at the evolution of our industry and the regulators, firms, and innovative technologies that have inspired change.

Consumer Duty Demystified: Insights & Strategies for Compliance

Consumer Duty remains a top priority for the FCA.

Product Spotlight: Insider Trading

Keep your compliance team in the know and reduce the chances of market abuse, with our easy-to-use insider trading solution.

Product Spotlight: Political Contributions

For financial services and corporations, every political contribution should matter.

Product Spotlight: Individual Accountability Regime

Although each regime (SMCR in the UK, IAF in Ireland, IAC in Singapore, and FAR in Australia), has established its own unique set of terms and underlying expectations, the result remains the same; to strengthen individual accountability across an organization to mitigate risk and identify red flags sooner.

Navigating Global Transformation: 2016-2024

This marked the beginning of extreme global transformation that would push compliance teams to navigate unprecedented challenges.

Product Spotlight: Incident Management

Provide numerous intake methods for employees to voice concerns while streamlining the collection, management and resolution of incidents that arise.

Brainiac Bar Tips & Tricks:
Certifications & Attestations 

Watch our last Brainiac Bar on-demand for insights on optimizing your certification workflows using the STAR Employee Conflicts of Interest (ECOI) Platform.