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Star’s third annual awards highlight outstanding contributions to the compliance industry, with nominations received worldwide ROCKVILLE, MD.
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The TLC of Client Partnerships
StarCompliance’s Approach to Client Governance In the highly competitive, ever-evolving world of employee compliance technology, maintaining strong client relationships isn’t just a priority—it’s a…
Star’s Top 7 Compliance Blogs of 2024
As 2024 comes to a close, we’re reflecting on seven of our most popular blogs from the year.
Featured Resource
Necessity Drives Innovation
In this executive brief, we reflect on the past challenges compliance teams have faced, their significant achievements, and the innovative technologies that have shaped the regulatory landscape we navigate today.
A Cautionary Tale For Broker-Dealers
FINRA Charges Firm for Supervisory Failures In October, ViewTrade Securities, a broker-dealer, found itself facing regulatory action by FINRA, worth $40,000 in fines, for…
Crypto Institutionalizes and Matures
Preparing Compliance Teams for Emerging Challenges 2024 has been a year of maturation for cryptocurrency.
StarCompliance Expands Cryptocurrency Compliance Capabilities with the Acquisition of Aer Compliance
Bringing traditional securities trading compliance and digital asset management into one comprehensive solution Rockville, MD – November 26, 2024 – StarCompliance (Star), a leading…
Types of Whistleblowing: Internal vs. External [and Their Impacts]
Whistleblowing has the potential to bring about positive change and promote accountability in business—but it also carries substantial risks and challenges for both the…
Creating A Resilient Employee Compliance Program Now and For The Future
Five Key Compliance Practices for the UAE Financial Community With the UAE’s recent removal from the Financial Action Task Force’s Grey List, the region…
What A New Administration Taking Office in January Could Mean For Regulatory Compliance
Can The Past Inform The Future? With a new administration on the horizon, businesses are bracing for significant changes that could reshape the regulatory…
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