3 Ways To Optimize Compliance Training & Compliance Software
Are you concerned your employees aren’t getting the most utility from their compliance software, as a result making them less likely to use it and putting the firm at…
Comply with confidence with solutions built for the regulatory challenges of tomorrow. Find out how a scalable future-ready platform can reduce risk, gain efficiencies, and drive employee adoption that is easy to use for both end users and administrators alike.
Ensure employee personal trading and investments comply with all regulatory requirements and company policies.
Comprehensive pre-clearance and post-trade monitoring across 130+ exchanges and 30+ blockchains..
Simplify the declaration of employee private investments with outside organizations.
Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery and corruption regulations.
Avoid regulatory compliance breaches arising from employee external business activities.
Safeguard your business from conflicts of interest arising from political alignments or associations among employees worldwide.
Actively manage employee trading in the context of current market activity and news events to protect your company’s reputation.
STAR Mobile is the native app that gives compliance end users an optimized, on-the-go STAR Platform experience–wherever they are, wherever there’s a cell connection.
(4) releases per year driven by client feedback and needs
Extensive workflows are highly configurable, powered by conditional logic.
Single sign-on, intuitive and seamless
Quickly and easily get real-time analytics through customizable dashboards and reports.
Quickly and easily get real-time analytics through customizable dashboards and reports.
Are you concerned your employees aren’t getting the most utility from their compliance software, as a result making them less likely to use it and putting the firm at…
Regulators use certs completion rates as a rough gauge of the health of a firm’s overall compliance program.
The world has changed and compliance along with it.