Using Data to Monitor Employee Conduct in the Wake of Bonus Cap Increases
As Bonus Caps Increase, So Could Risk Barclays recently became the first major British bank to significantly raise the bonus caps for its senior…
SMCR
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Answering the Needs of the Global Compliance Market
2016 to 2024: A Decade of Regulatory Transformation The world of regulatory compliance is one of constant evolution, driven not only by the ever-changing…
Navigating FCA’s Consumer Duty Requirements as the Deadline Approaches
Putting The Consumer First As the Financial Conduct Authority (FCA) continues to move toward the implementation of Consumer Duty, on July 31, 2024, financial…
Consumer Duty: Why Individual Accountability and Training & Competency Solutions Matter
In the UK, the Financial Conduct Authority (FCA) is looking to bring higher and clearer standards of consumer protection in retail financial services through…
Admiral Partners With StarCompliance To Implement SaaS SMCR Compliance Solution
Partnership reflects StarCompliance’s expanding client footprint in the United Kingdom
Financial Regulatory Compliance: What to Know For 2023 – Part 2
In our second blog examining the compliance outlook for financial services firms in 2023, Gary Muchmore, Managing Director at StarCompliance, discusses upcoming legislation for…
What To Look For In Any Regtech Tool For SMCR Compliance
Firms in the UK have quickly learned that manual, ad-hoc systems employing spreadsheets and email are unsustainable for keeping up with the sheer volume…
Why Now Is The Time To Invest In A RegTech Solution For SMCR Compliance
The SMCR is a complex regulation that’s only going to get more complex.
StarCompliance Enters SMCR And Training And Competency Space
With its purchase of Ideagen’s Pentana Compliance Division—notably, its SMCR and training and competency solutions—Star will help more clients address more compliance challenges globally from a single, integrated platform.