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The CLARITY Act Is Advancing: What Compliance Teams Should Be Watching
As digital asset regulation moves closer to reality, firms may need to prepare for significant compliance and operational changes.
3 Steps For Compliance Teams To Prepare For Crypto Regulation Now
Cryptocurrency compliance is complicated but not impossible.
Prediction Markets Are Now a Compliance Problem
What firms need to understand as regulators move from theory to enforcement Something significant happened at NYU Law School on March 31, 2026.
The Crypto Rulebook Just Got Clearer
What It Means for Compliance Now On March 17, 2026, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) released long-awaited guidance that brings greater clarity to…
Firm Trade Surveillance Under MAR: Expectations Are Rising
Since its introduction in 2016, the EU Market Abuse Regulation (MAR) has set the standard for protecting market integrity, transparency, and investor confidence.
FINRA’S Revised Gifts Rule
What the New $300 Limit Means for Compliance Programs In February 2026, the Securities and Exchange Commission approved FINRA’s amendments to Rule 3220, the…
Same Risk, Same Rules
What Global Regulators Are Signaling for Digital Assets and Tokenized Markets Over the past several weeks, regulators on both sides of the Atlantic have…
Crypto Oversight Is No Longer Optional
Survey findings reveal widening gaps in employee crypto trading compliance The Fifth Annual Crypto and Compliance Market Study from StarCompliance (Star) highlights a growing disconnect between…