Securities Institute of America partners with StarCompliance to implement Compliance Management Software

The Partnership Combines Star’s Registration Management System with SIA’s Exam Training Portfolio Rockville, MD – May 2, 2023 – StarCompliance (“Star”), a leading SaaS…

How Can Compliance Teams Manage Their Representatives’ License and Registration Process More Effectively?

The process of registering for and obtaining a financial securities license can be a complex and time-consuming nightmare.

How StarCompliance’s License & Registration Software Helps Firms Generate Revenue

Zero. That’s how much revenue your registered reps may be generating for the two to three months it takes to complete the license-and-registration process.

StarCompliance Unveils Its New License & Registration Solution At Synergy ‘22 In Washington, DC

License & Registration will improve visibility into the multistep license-and-registration process and provide a direct electronic connection to the regulator, FINRA