Managing The Rollout of Whistleblower Protection in the European Union
NOT ALL ROADS LEAD TO ROME… The EU Whistleblower Directive, introduced in 2019, provides a critical framework for protecting individuals who expose illegal activities…
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
NOT ALL ROADS LEAD TO ROME… The EU Whistleblower Directive, introduced in 2019, provides a critical framework for protecting individuals who expose illegal activities…
Missed Star's recent webinar, IAF Made Simple? Get the 3 key takeaways on how firms can prepare for upcoming IAF Deadlines in this week's blog.
Since the 2019 EU Whistleblowing Directive came into effect, European authorities have continued to expand legislation to further protect and encourage whistleblowers to come…
After the Central Bank of Ireland’s Individual Accountability Framework (IAF) was signed into law in March 2023, a three-month consultation process took place to…
The FCA relies on accurate and timely information from financial firms in order to identify malpractice and monitor their regulatory compliance.
When MiFID II was introduced in 2018, it dramatically altered the way sell-side research was issued to the buy-side, especially in the US.
In the UK, the Financial Conduct Authority (FCA) is looking to bring higher and clearer standards of consumer protection in retail financial services through…
In our second blog examining the compliance outlook for financial services firms in 2023, Gary Muchmore, Managing Director at StarCompliance, discusses upcoming legislation for…
The Republic of Ireland legislature made public updated details of the country’s forthcoming individual accountability regime.