The Leap From Automation To Intelligence: Getting the Scoop on AI in Employee Regulatory Compliance  

The world is witnessing a technological revolution, with artificial intelligence (AI) transforming industries such as healthcare, insurance, and financial services.

Navigating Conflicts Of Interest: The Employee Compliance Imperative

Conflicts of interest remain one of the biggest risks in financial services—both for institutions and their employees.

Changing Up The Playbook

The SEC Under the Direction of Paul Atkins As Donald Trump starts his second presidential term and Gary Gensler prepares to step down, Paul…

New Findings Show Nearly Two-Thirds of Firms Lack Employee Crypto Trading Policies

The 4th Annual StarCompliance Crypto & Compliance Survey warns that firms risk exposure by delaying the adoption of crypto trading compliance monitoring.

Navigating the Individual Accountability Framework: Compliance Tips for Financial Firms

Since the 2008 global financial crisis, the shift toward greater accountability has been monumental and ongoing, with new regulations emerging nearly every year since.

Your Employees Are Probably In The Crypto Markets. Here’s What To Do

Cryptocurrency has come a long way since the advent of Bitcoin. As of early 2025, CoinMarketCap, a leading market tracker, currently lists over 2.

Shedding More Light on the World of Shadow Trading: So Many Questions… We’ve Got The Answers

During our recent webinar, A Regulator & A Prosecutor Walk Into A Bar: Shadow Trading Unveiled, hosted by StarCompliance (Star) for the regulatory compliance community,…

Six Steps For Navigating The SEC’s New Crypto Task Force

Leveraging StarCompliance’s Industry Leadership for Crypto Assets Compliance  The Securities and Exchange Commission (SEC) has made a decisive move to address the evolving regulatory…

Got Gamers? Why Financial Services Companies Should Keep an Eye on Employee NFT Transactions

The gaming industry experienced significant growth in 2024 and became one of the largest adopters of non-fungible tokens (NFTs) and cryptocurrencies, exchanging billions of…